Managing Non-Performers

By: Maj. Gen. B.K. Bhatia
Date: June 7th, 2010
Posted in: HR Best Practices, Performance Management | 30 Comments »

Introduction

MANAGING NON-PERFORMERSOrganizations focus mostly on managing high performers, probably as a risk mitigation measure.

After all the high-performers are considered as the drivers of business and their retention is a high priority for the organization.

This article, however, examines how to manage non-performers which may sometimes be 10-20% of your employee strength.

Who are non-performers ?

Are non-performers those whonon-perfomers

  • Do not meet their targets?
  • Do not contribute to the team effort?
  • Do not have the required skills & competencies?
  • Do not get along well their supervisors?
  • Take no action on the tasks assigned to them?
  • Spend no time on self development?
  • Take no interest in the organizational activities?
  • Have a poor attendance record?
  • Are involved in disciplinary cases?
  • Are not interested in training and mentoring others?
  • Lodge maximum number of complaints and grievances?
  • Have never received any rewards or recognitions?
  • Have below average performance rating over the years?
  • Have been repeatedly counseled to improve performance?
  • Are trouble creators in the organization?
  • Are generally disliked by peers & seniors?
  • Avail of all types of leave & full slag times (lunch/ coffee breaks).

Perhaps most of the above aspects need to be examined before labeling an employee as ‘non performer’. This is possible only if you have composite on-line HR systems.

A few thoughts!

recruitment

  • You have always picked the right person for the right job.
  • Your recruitment process was fair and you always searched for the best available talent.
  • From your recruitment records you can verify the ratings of non-performers in the psychometric tests & their evaluation by interviewers & professionals.
  • You kept the new entrants on probation for a sufficient time.
  • You had a proper system for induction & on-boarding.
  • You screened the probationers well before their confirmation.
  • Your process speaks of no scope of the entry of low profile people in your organization.

Correct?

Then who created non-performers?

If everything was right in our selection process and people in general want to do well in their place of work, the question that begs an answer is ‘Who created non-performers?’

My interactions of over 40 years with many organizations identify the following as some areas of responsibility:

  • Supervisors (i.e. Reporting Manager of the employee)
  • Lack of transparent and employee friendly HR policies
  • Absence of processes to implement and audit these policies
  • Absence of an holistic approach to label employees as ‘non-performers’.
  • Focus on recognition & development of high potential employees only.

On managing non-performers

With a major employee population being branded in the non-performer category, it is very important not only to identify why were they branded so (refer to the above section), but also to be aware how to manage them such that they perform better. Some ideas on this are:

  1. Treat them as spoiled children: Parents seldom discard their non-performing children. They identify their strengths & provide the desired environment to nurture the same.
  2. Screen them through Assessment Centers: Behavioral experts should be engaged to identify the attitudinal attributes which made them as non-performers. After all we don’t want encourage the reasons for this.
  3. Collect 360 degree feed back: Have a formal survey and gather impressions about the acceptability in the environment of those labeled as non-performers. Inputs from peers and subordinates will provide a valuable picture. Design the feed back instruments carefully.
  4. Train your managers: To develop subordinates is an important role of all managers. May be your managers are not equipped adequately to perform this role. Train them continuously and frequently!
  5. Assign alternative roles: Transfer the non-performer to a new role, preferably in consultation with the employee. Let the new manager take him out of the dirty pool.
  6. Consider them as company assets:
    1. They provide a real challenge both to HR & the respective line/ functional managers, keep them on their toes and make them search for creative solutions.
    2. They provide continuity in their jobs.
    3. They are not over ambitious & thus do not compete with others.
    4. They provide stability to the organization & can be well utilized for routine jobs.
    5. Their experience & knowledge of the organization is valuable even if their performance ranks lowest.
    6. During phases of recession & consequent downsizing of the organization, they are readily available as a solution.
  7. Part ways “if you have to” but Very Gracefully: If you have tried everything else, don’t hesitate in parting ways. All employees may not be right for your organization and hiring mistakes are made often. Make sure that the benefit of doubt no longer remains and before you take this step, discuss this well and explore all options. You don’t want a costly lawsuit?

EmpXtrack Professional Edition offers a solution to ‘Managing Non-Performers?’ as discussed in the article above.

EmpXtrack is an integrated web-based solution that meets all requirements connected with Employee Performance Management, Web-based Recruitment & on-boarding, a comprehensive Employee Database, Self Services and a variety of analytics and dashboards for effective decision making.

30 Responses to “Managing Non-Performers”

  1. school grants Says:

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  3. Sudhaker V S Says:

    Manging Non perfromers :

    3R Model Revive Revitalize and Rejuvenate
    A good model is develop a focused program that has the blend of Training & Coaching and may be mentoring – all these non performers have a grouse they have been once best performers and now they have label NPs – consider how to remove this label
    select a group and hold them It is more of undoing than doing some thing

    V S Sudhaker

  4. Excellent Framing & bringing clarity…….showing the shiny other side of a coin…

    Thanx a lot Sir..

    Regards, Prakhar

  5. Sergey Gorbatov Says:

    What about Jack Welch’s approach? I agree – it might be a bit too tough, but companies (particularly big corporates) need to get rid of “dead wood” now and then with a clear message to the “solid citizens” and “shining stars”.

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    actually u couldnt cry under water because when you cry you inhale and exhale quite frequently wich would make you drown

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  8. Maj Gen B K Bhatia Says:

    Hello Mr Sergey Gorbatov,

    Thanks for your comments.

    Nothing wrong in following Jack Welch’s approach after you have segregated the ‘dead wood’ based on data compiled over the years. You can’t just throw out people on whims & fancies of managers. In fact, a better approach will be to first identify ‘dead wood’ amongst the managers. Others will get set automatically.

  9. If there was a crumb on the table and you cut it in half, would you have two crumbs or two halves of a crumb?

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    [...] [...]

  11. Although the root cause of non performance has to be determined first, it may happen that the non performer in one Industry may be a performer in some other function in another area. Jim collins has said in his book “Get the right people on the bus and wrong people off the bus”. It also implies help the wrong people in finding their right bus. Unfortunately the kind of career coaches that are there in the west are simply not there in India. My blog on the subject- a href=”http://mypyp.wordpress.com”>Make your passion your profession

  12. Maj Gen B K Bhatia Says:

    Hello Hiren,

    Non-performers will always sit tightly glued to their chairs. They know their caliber & thus hesitate to shift out. If they transform their attitudes, each bus will carry them to the right place. I agree with you, however, that career counselors do have a role to play, especially for the freshers.

  13. Warren Heaps Says:

    Excellent post! A good perspective as well, especially in comparison to my recent post (Everyone Hates Performance Appraisals – What to Do?) which you can see at http://wp.me/pupHI-wV.

    I would like to add an observation about the very important group you did not mention — those that are neither high performers or low performers. This group forms the core of every company, yet is often overlooked for some of the same reasons low performers are not effectively managed.

    In the end, the key to effective performance appraisal is regular, meaningful feedback which is constructive and honest, together with a system which facilitates managers and employees to have regular conversations with no surprises at year end.

    In such a world, the non-performers would become stronger performers, or former employees, fairly quickly.

    Warren

  14. Maj Gen B K Bhatia Says:

    Warren, thanks for your comments.
    I appreciate what you say & agree that the purpose of ‘Performance Appraisal’ is to make each employee climb to the next higher shade of performance & growth. And this can happen only if the reporting manager is not shy of giving an honest feed back, is capable of counseling the employee on how to improve and uses automated tools to manage the process as well as information.

  15. pharmacy tech Says:

    nice post. thanks.

  16. chhavineet Trehan Says:

    Manager should have vision to forsee his team memebers capability and performance level . He need to wok and change the behaviour of the low performer by cross questioning regularly, discussion etc. this practice one have to adopt on regular basis . Performance appraisal is exercise is yearly process to review the performance and reward the employee , but what i think is that manager should not depend on yearly performance but on quaterly review to develop all team members

  17. Maj. Gen. B.K. Bhatia Says:

    Thanks, Chhavineet, for your comment.
    I agree that the Manager has to periodically counsel the subordinates & guide them on how to improve. He needs to maintain the counseling notes & refer to the same during annual appraisal. These counseling notes should always remain visible to the employee. That is why you need on-line systems, especially to manage non-performers.

  18. Webmaster (OSSAGHO Corp) Says:

    The way to treat non-performers seems to be quite effective and moreover getting feedback about the non-performers are good points. You have given enough space for non-performers to improve and that is a good quality.
    Thanks for the post

  19. The tension between treating them as asset or as cost is well illustrated here. They are probably both. As suggested a long-term Quantitative assessment and short-term Qualitative assessment are both essential.

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  22. Maria Payroll Says:

    I never considered any of my representatives as a non-performer. I always try to dig in to the issue which turns out to be a will problem. Of course, we did the right choice of hiring them, so performance wise, they are good. There are many factors which may contribute to them being tagged as “non-performers” by others. With these factors, we may want to do a self-check. It could be us, their managers. It would definitely be better to call them as “most help needed”. You are correct, we have to spoil them.

  23. Dear Mr B.K. Bhatia

    Very good post and informative.It is very useful.Thanks for sharing such a fantastic thing

    Regards
    Shailaja

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  25. Human beings are complex and are not like computers. They have the potential to develop and change and can make a difference. Therefore, a non forming employee is not equivelant to zero talent.

  26. shalini kesrakar P Says:

    the article is simple and yet a great source of knowledge.

  27. Ashish Bathla Says:

    Simply, Very useful & clear article..
    Thanks

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  30. Managing Non-Performers | My Blog Says:

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